Dr Dania Neumann provides ongoing advice to German capital management companies, national and international AIF and OGAW investment funds, asset managers, investors, depositories and distribution partners on all conceptual and contractual matters of Federal Financial Supervisory Authority approvals, the permissibility of acquiring various assets, fund documentation, advertising and distribution activities, as well as regulatory changes due to EU directives, regulations and laws.
As a result of her many years of experience in a management role at a corporation, she has significant experience with cooperation and collaboration of services, products and regulations, both between and with banks, asset managers, management companies and distribution companies. She provides comprehensive advice on investment and banking law and, in this regard, can also provide all levels of supporting services to an internal legal department. This includes administrative support, legal advice and transaction oversight, as well as following up and asserting claims for securities portfolios, which is sometimes necessary for funds, in particular for public and special investment trusts in national and international cases.
Dr Dania Neumann advises banks and savings banks, securities trading banks and trade platforms, finance and payment service provides and FinTech companies in Federal Financial Supervisory Authority approval procedures, services with online access (including in asset management, investment brokerage and advice, advice related to trade platforms access, contract arrangements, as well as general and special terms and conditions), cross-border provision of services and the approval of products (electronic money, cryptocurrencies).
She has significant experience in legal project management and in implementing regulatory changes made by EU directives, regulations and laws, in the banking sector, corporations with capital management companies and companies with asset Management.