Our expert Patrikc Wambold discusses together with the authors Till Otto and Karten Wenzlaff how existing MiFID licenses can be used in parallel to a license under ECSPR, with a focus on tied agents who operate under a so-called liability umbrella (investment firm or credit institution) holding a MiFID license.
Tied Agents within the ECSPR Regime
15.11.2022
"Nordic Journal of Commercial Law (NJCL), Ausgabe 2/2022. S. 137-143" [Nordic Journal of Commercial Law (NJCL), Issue 2/2022, Pages 137-143]
Autoren
